The SEC Small Business Advisory Committee is set to continue its discussions on a regulatory framework for finders, individuals who connect investors with startup companies. This initiative aims to clarify the roles and responsibilities of finders, which is crucial for ensuring compliance with existing securities laws, protecting investors, and fostering innovation in capital-raising activities. Additionally, the Committee will begin exploring the complexities of the private secondary market, a space where private company shares are bought and sold. By addressing these topics, the Committee aims to enhance opportunities for small businesses while balancing regulatory safeguards. Stakeholders, including entrepreneurs and investors, are encouraged to participate in this ongoing conversation to ensure that the regulatory framework supports growth while mitigating risks. The outcomes of these discussions will have significant implications for the evolution of capital markets and the accessibility of funding for small enterprises.
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